The Spiked Fence is Up: Morgan Stanley pulls out of the Protocol for Broker Recruiting

Comment on Proposed Rule to Require Disclosure of Recruitment Compensation Practices (FINRA Reg. Notice 13-02)
Brent A. Burns advises rejection of the proposed rule because it provides clients with a skewed and incomplete picture of potential compensation conflicts.

Attorney Brent Burns assists clients throughout the New York City Metro area. We represent all of Manhattan and the surrounding area, including but not limited to Brooklyn, Queens, Staten Island, Yonkers, Bronx, Westchester, Long Island City, Sunnyside, Astoria, Ridgewood, Flushing, Jersey City, Hoboken, Union City, Weehawken, Secaucus, North Bergen, Nassau County, Suffolk County, Hudson County, NY, NJ.

© 2018 Law Offices of Brent A. Burns, LLC | Disclaimer
87 Ruckman Rd, Suite 102, Alpine, NJ 07620-1098
| Phone: 201-768-2700
43 West 43rd Street, Suite 229, New York, NY 10036-7424
| Phone: 201-768-2700

Securities Litigation | Broker Transitions | Civil Litigation | | In the News

Google+TwitterLinked-In PersonalBlog RSS

Attorney Website Design by
Zola Creative