Share

Experienced Securities Litigation Representation in New York City

Successfully investing money in the current economic climate can often prove to be a challenging endeavor. With the tumultuous economy and high cost of living, investors and brokers alike need to be as informed as possible on the investments they are making.

At the Law Offices of Brent A. Burns, we are well aware of the stressful nature of investments and the risks involved in the securities market. We also know that investments are not always successful, and offer legal representation when investments go bad due to misrepresentation fraud or other wrongdoing. If you feel you have been misled into an investment and have lost money, our legal team may be able to help. Call 201-768-2700 or e-mail our office to discuss your situation today.

Support for Investors Who Have Lost Money

Our firm has represented investors who have lost large portions of their net worth because of unsuitable or misrepresented investments. We have had prior success with litigation strategies for situations in which investors feel as though they have been misled or misinformed about the safety of a security.

Some of the claims we may be able to bring on your behalf include:

  • Failure to supervise
  • Misrepresentation
  • Churning
  • Unauthorized trading
  • Unsuitable trading

We will work diligently to investigate and evaluate your claim, which will include an evaluation of likely defenses that the brokerage firm will raise. We will work with you to determine the best course of action to obtain a satisfactory resolution. Our experience has taught us negotiation techniques that may be helpful in settling your case early, before a case is filed. If a satisfactory settlement cannot be reached, we will be prepared to pursue your case aggressively, either in mediation or arbitration.

Assisting With Regulatory Issues

Our firm offers comprehensive support for individual brokers who are the subject of regulatory inquiries including: representation at on-the-record hearings before FINRA or the SEC, negotiating with regulators on your behalf, or negotiating your U5 language with your former firm.

Contact our office today to discuss your securities and compliance concerns.


Attorney Brent Burns assists clients with their Securities Litigation, Securities Arbitration, Brokers in Transition, Broker Employment Disputes and Hedge Fund Litigation matters throughout the New York City Metro area. We represent all of Manhattan and the surrounding area, including but not limited to Brooklyn, Queens, Staten Island, Yonkers, Bronx, Westchester, Long Island City, Sunnyside, Astoria, Ridgewood, Flushing, Jersey City, Hoboken, Union City, Weehawken, Secaucus, North Bergen, Nassau County, Suffolk County, Hudson County, NY, NJ.



© 2017 Law Offices of Brent A. Burns, LLC | Disclaimer
27 Whitehall Street, 4th Floor, New York, NY 10004
| Phone: 201-768-2700
87 Ruckman Rd, Suite 102, Alpine, NJ 07620-1098
| Phone: 201-768-2700

Securities Litigation | Broker Transitions | Civil Litigation | | In the News

Google+TwitterLinked-In PersonalBlog RSS

Amicus Creative