Brent invited to speak at the Practicing Law Institute (PLI): Fundamentals of Broker-Dealer Recruiting, appearing on a panel with Richard Berry, FINRA Director of Dispute Resolution to discuss FINRA Arbitration. (July 23, 2018)
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InvestmentNews: FINRA puts onus on clients to find broker recruitment incentives
New proposal would make discovering bonuses for moving a do-it-yourself proposition for investors
THE WALL STREET JOURNAL: Brokers Face Pay Disclosures
Rules Would Require Defectors to Inform Clients of Signing Bonuses, Easy Loans.
THE WALL STREET JOURNAL: Making the jump ahead of bonus-disclosure rule
InvestmentNews: Schwab wins $957K award from RBC
Panel rules that broker violated terms of employment agreement
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Attorney Brent Burns assists clients throughout the New York City Metro area. We represent all of Manhattan and the surrounding area, including but not limited to Brooklyn, Queens, Staten Island, Yonkers, Bronx, Westchester, Long Island City, Sunnyside, Astoria, Ridgewood, Flushing, Jersey City, Hoboken, Union City, Weehawken, Secaucus, North Bergen, Nassau County, Suffolk County, Hudson County, NY, NJ.